-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NEVxwP5C87puPr+Ol0t7BRI68/1TtisDeUYN9xrEHLhR7VvzSHwI1PED2G082Yme cTexXbFgM8fe83OMUZxHxQ== 0000950134-07-002806.txt : 20070213 0000950134-07-002806.hdr.sgml : 20070213 20070212153909 ACCESSION NUMBER: 0000950134-07-002806 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070212 DATE AS OF CHANGE: 20070212 GROUP MEMBERS: ALEXANDER E BARKAS GROUP MEMBERS: DAVID SCHNELL GROUP MEMBERS: JAMES B TANANBAUM GROUP MEMBERS: PROSPECT ASSOCIATES II LP GROUP MEMBERS: PROSPECT MANAGEMENT CO II LLC GROUP MEMBERS: RUSSELL C HIRSCH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANSEN MEDICAL INC CENTRAL INDEX KEY: 0001276591 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-82535 FILM NUMBER: 07602789 BUSINESS ADDRESS: STREET 1: 380 NORTH BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650 404 5800 MAIL ADDRESS: STREET 1: 380 NORTH BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT VENTURE PARTNERS II LP CENTRAL INDEX KEY: 0001135669 IRS NUMBER: 770565416 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 435 TASSO ST STREET 2: STE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6503278800 MAIL ADDRESS: STREET 1: 435 TASSO STREET SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 SC 13G 1 f27043hmsc13g.htm SCHEDULE 13G sc13g
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b)
AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. ______)*

Hansen Medical, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
411307 10 1
(CUSIP Number)
December 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 


 

                     
CUSIP No.
 
411307 10 1  
  Page  
  of   
12 Pages 

 

           
1   NAMES OF REPORTING PERSONS:
Prospect Venture Partners II, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    IRS No. 77-0565416
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ  (1)
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware, United States of America
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   3,201,234 shares of Common Stock (2)
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0 shares
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    3,201,234 shares of Common Stock (2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  3,201,234 shares of Common Stock (2)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  14.89% (3)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN
 
(1)   This Schedule 13G is filed by Prospect Venture Partners II, L.P. (“PVP II”), Prospect Associates II, L.P. (“PA II”), Prospect Management Co. II, L.L.C. (“PMC II”), David Schnell (“Schnell”), Alexander E. Barkas (“Barkas”), Russell C. Hirsch (“Hirsch”) and James B. Tananbaum (“Tananbaum,” and together with PVP II, PA II, PMC II, Schnell, Barkas and Hirsch, collectively, the “Prospect Entities”). The Prospect Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
 
(2)   Includes (i) 3,153,217 shares held by PVP II; and (ii) 48,017 shares held by PA II. PMC II serves as the general partner of PVP II and PA II, and owns no securities of the Issuer directly. Schnell, Barkas, Hirsch and Tananbaum are managing directors of PMC II and share voting and dispositive power over the shares held by PVP II and PA II, however, they disclaim beneficial ownership of the shares held by PVP II and PA II, except to the extent of their pecuniary interests therein. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2006.
 
(3)   This percentage is calculated based upon 21,505,563 shares of the Issuer’s common stock outstanding as of December 31, 2006.


 

                     
CUSIP No.
 
411307 10 1  
  Page  
  of   
12 Pages 

 

           
1   NAMES OF REPORTING PERSONS:
Prospect Associates II, L.P.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    IRS No. 77-0584739
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ  (1)
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware, United States of America
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   3,201,234 shares of Common Stock (2)
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0 shares
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    3,201,234 shares of Common Stock (2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  3,201,234 shares of Common Stock (2)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  14.89% (3)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  PN
 
(1)   This Schedule 13G is filed by Prospect Venture Partners II, L.P. (“PVP II”), Prospect Associates II, L.P. (“PA II”), Prospect Management Co. II, L.L.C. (“PMC II”), David Schnell (“Schnell”), Alexander E. Barkas (“Barkas”), Russell C. Hirsch (“Hirsch”) and James B. Tananbaum (“Tananbaum,” and together with PVP II, PA II, PMC II, Schnell, Barkas and Hirsch, collectively, the “Prospect Entities”). The Prospect Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
 
(2)   Includes (i) 3,153,217 shares held by PVP II; and (ii) 48,017 shares held by PA II. PMC II serves as the general partner of PVP II and PA II, and owns no securities of the Issuer directly. Schnell, Barkas, Hirsch and Tananbaum are managing directors of PMC II and share voting and dispositive power over the shares held by PVP II and PA II, however, they disclaim beneficial ownership of the shares held by PVP II and PA II, except to the extent of their pecuniary interests therein. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2006.
 
(3)   This percentage is calculated based upon 21,505,563 shares of the Issuer’s common stock outstanding as of December 31, 2006.


 

                     
CUSIP No.
 
411307 10 1  
  Page  
  of   
12 Pages 

 

           
1   NAMES OF REPORTING PERSONS:
Prospect Management Co. II, L.L.C.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    IRS No. 77-0565417
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ  (1)
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Delaware, United States of America
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   3,201,234 shares of Common Stock (2)
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0 shares
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    3,201,234 shares of Common Stock (2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  3,201,234 shares of Common Stock (2)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  14.89% (3)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO
 
(1)   This Schedule 13G is filed by Prospect Venture Partners II, L.P. (“PVP II”), Prospect Associates II, L.P. (“PA II”), Prospect Management Co. II, L.L.C. (“PMC II”), David Schnell (“Schnell”), Alexander E. Barkas (“Barkas”), Russell C. Hirsch (“Hirsch”) and James B. Tananbaum (“Tananbaum,” and together with PVP II, PA II, PMC II, Schnell, Barkas and Hirsch, collectively, the “Prospect Entities”). The Prospect Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
 
(2)   Includes (i) 3,153,217 shares held by PVP II; and (ii) 48,017 shares held by PA II. PMC II serves as the general partner of PVP II and PA II, and owns no securities of the Issuer directly. Schnell, Barkas, Hirsch and Tananbaum are managing directors of PMC II and share voting and dispositive power over the shares held by PVP II and PA II, however, they disclaim beneficial ownership of the shares held by PVP II and PA II, except to the extent of their pecuniary interests therein. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2006.
 
(3)   This percentage is calculated based upon 21,505,563 shares of the Issuer’s common stock outstanding as of December 31, 2006.


 

                     
CUSIP No.
 
411307 10 1  
  Page  
  of   
12 Pages 

 

           
1   NAMES OF REPORTING PERSONS:
David Schnell
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ  (1)
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States of America
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   3,201,234 shares of Common Stock (2)
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0 shares
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    3,201,234 shares of Common Stock (2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  3,201,234 shares of Common Stock (2)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  14.89% (3)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN
 
(1)   This Schedule 13G is filed by Prospect Venture Partners II, L.P. (“PVP II”), Prospect Associates II, L.P. (“PA II”), Prospect Management Co. II, L.L.C. (“PMC II”), David Schnell (“Schnell”), Alexander E. Barkas (“Barkas”), Russell C. Hirsch (“Hirsch”) and James B. Tananbaum (“Tananbaum,” and together with PVP II, PA II, PMC II, Schnell, Barkas and Hirsch, collectively, the “Prospect Entities”). The Prospect Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
 
(2)   Includes (i) 3,153,217 shares held by PVP II; and (ii) 48,017 shares held by PA II. PMC II serves as the general partner of PVP II and PA II, and owns no securities of the Issuer directly. Schnell, Barkas, Hirsch and Tananbaum are managing directors of PMC II and share voting and dispositive power over the shares held by PVP II and PA II, however, they disclaim beneficial ownership of the shares held by PVP II and PA II, except to the extent of their pecuniary interests therein. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2006.
 
(3)   This percentage is calculated based upon 21,505,563 shares of the Issuer’s common stock outstanding as of December 31, 2006.


 

                     
CUSIP No.
 
411307 10 1  
  Page  
6  
  of   
12 Pages 

 

           
1   NAMES OF REPORTING PERSONS:
Alexander E. Barkas
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ  (1)
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States of America
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   3,201,234 shares of Common Stock (2)
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0 shares
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    3,201,234 shares of Common Stock (2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  3,201,234 shares of Common Stock (2)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  14.89% (3)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN
 
(1)   This Schedule 13G is filed by Prospect Venture Partners II, L.P. (“PVP II”), Prospect Associates II, L.P. (“PA II”), Prospect Management Co. II, L.L.C. (“PMC II”), David Schnell (“Schnell”), Alexander E. Barkas (“Barkas”), Russell C. Hirsch (“Hirsch”) and James B. Tananbaum (“Tananbaum,” and together with PVP II, PA II, PMC II, Schnell, Barkas and Hirsch, collectively, the “Prospect Entities”). The Prospect Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
 
(2)   Includes (i) 3,153,217 shares held by PVP II; and (ii) 48,017 shares held by PA II. PMC II serves as the general partner of PVP II and PA II, and owns no securities of the Issuer directly. Schnell, Barkas, Hirsch and Tananbaum are managing directors of PMC II and share voting and dispositive power over the shares held by PVP II and PA II, however, they disclaim beneficial ownership of the shares held by PVP II and PA II, except to the extent of their pecuniary interests therein. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2006.
 
(3)   This percentage is calculated based upon 21,505,563 shares of the Issuer’s common stock outstanding as of December 31, 2006.


 

                     
CUSIP No.
 
411307 10 1  
  Page  
  of   
12 Pages 

 

           
1   NAMES OF REPORTING PERSONS:
Russell C. Hirsch
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ  (1)
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States of America
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   3,201,234 shares of Common Stock (2)
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0 shares
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    3,201,234 shares of Common Stock (2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  3,201,234 shares of Common Stock (2)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  14.89% (3)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN
 
(1)   This Schedule 13G is filed by Prospect Venture Partners II, L.P. (“PVP II”), Prospect Associates II, L.P. (“PA II”), Prospect Management Co. II, L.L.C. (“PMC II”), David Schnell (“Schnell”), Alexander E. Barkas (“Barkas”), Russell C. Hirsch (“Hirsch”) and James B. Tananbaum (“Tananbaum,” and together with PVP II, PA II, PMC II, Schnell, Barkas and Hirsch, collectively, the “Prospect Entities”). The Prospect Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
 
(2)   Includes (i) 3,153,217 shares held by PVP II; and (ii) 48,017 shares held by PA II. PMC II serves as the general partner of PVP II and PA II, and owns no securities of the Issuer directly. Schnell, Barkas, Hirsch and Tananbaum are managing directors of PMC II and share voting and dispositive power over the shares held by PVP II and PA II, however, they disclaim beneficial ownership of the shares held by PVP II and PA II, except to the extent of their pecuniary interests therein. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2006.
 
(3)   This percentage is calculated based upon 21,505,563 shares of the Issuer’s common stock outstanding as of December 31, 2006.


 

                     
CUSIP No.
 
411307 10 1  
  Page  
  of   
12 Pages 

 

           
1   NAMES OF REPORTING PERSONS:
James B. Tananbaum
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ  (1)
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States of America
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   3,201,234 shares of Common Stock (2)
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0 shares
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    3,201,234 shares of Common Stock (2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  3,201,234 shares of Common Stock (2)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  14.89% (3)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN
 
(1)   This Schedule 13G is filed by Prospect Venture Partners II, L.P. (“PVP II”), Prospect Associates II, L.P. (“PA II”), Prospect Management Co. II, L.L.C. (“PMC II”), David Schnell (“Schnell”), Alexander E. Barkas (“Barkas”), Russell C. Hirsch (“Hirsch”) and James B. Tananbaum (“Tananbaum,” and together with PVP II, PA II, PMC II, Schnell, Barkas and Hirsch, collectively, the “Prospect Entities”). The Prospect Entities expressly disclaim status as a “group” for purposes of this Schedule 13G.
 
(2)   Includes (i) 3,153,217 shares held by PVP II; and (ii) 48,017 shares held by PA II. PMC II serves as the general partner of PVP II and PA II, and owns no securities of the Issuer directly. Schnell, Barkas, Hirsch and Tananbaum are managing directors of PMC II and share voting and dispositive power over the shares held by PVP II and PA II, however, they disclaim beneficial ownership of the shares held by PVP II and PA II, except to the extent of their pecuniary interests therein. The information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2006.
 
(3)   This percentage is calculated based upon 21,505,563 shares of the Issuer’s common stock outstanding as of December 31, 2006.


 

Introductory Note: This Statement on Schedule 13G is filed on behalf of Prospect Venture Partners II, L.P., a limited partnership organized under the laws of the State of Delaware (“PVP II”), Prospect Associates II, L.P., a limited partnership organized under the laws of the State of Delaware (“PA II”), Prospect Management Co. II, L.L.C., a limited liability company organized under the laws of the State of Delaware (“PMC II”), David Schnell (“Schnell”), Alexander E. Barkas (“Barkas”), Russell C. Hirsch (“Hirsch”) and James B. Tananbaum (“Tananbaum”), in respect of shares of Common Stock of Hansen Medical, Inc.
Item 1
             
(a)
  Name of Issuer: Hansen Medical, Inc.    
 
(b)   Address of Issuer’s Principal Executive Offices:   380 North Bernardo Avenue
 
          Mountain View, California 94043
Item 2
                         
(a)   Name of Person(s) Filing:
 
        Prospect Venture Partners II, L.P. (“PVP II”)
        Prospect Associates II, L.P. (“PA II”)
        Prospect Management Co. II, L.L.C. (“PMC II”)
        David Schnell (“Schnell”)
        Alexander E. Barkas (“Barkas”)
        Russell C. Hirsch (“Hirsch”)
        James B. Tananbaum (“Tananbaum”)
 
                       
(b)   Address of Principal Business Office: c/o Prospect Venture Partners
 
                  435 Tasso Street, Suite 200
 
                  Palo Alto, California 94301
 
                       
(c)   Citizenship:
 
                       
    Entities:   PVP II   -   Delaware
            PA II   -   Delaware
            PMC II   -   Delaware
 
    Individuals:   Schnell   -   United States of America
            Barkas   -   United States of America
            Hirsch   -   United States of America
            Tananbaum   -   United States of America
 
                       
(d)   Title of Class of Securities: Common Stock
 
                       
(e)   CUSIP Number: 411307 10 1
Item 3 Not applicable.
Page 9 of 12 Pages

 


 

Item 4 Ownership.
The following information with respect to the ownership of the Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of December 31, 2006:
                                                             
            Sole   Shared   Sole   Shared        
    Shares Held   Voting   Voting   Dispositive   Dispositive   Beneficial   Percentage
Prospect Entities   Directly   Power   Power   Power   Power   Ownership   of Class (2)
Prospect Venture Partners II, L.P.
    3,153,217       0       3,201,234       0       3,201,234       3,201,234       14.89 %
 
Prospect Associates II, L.P.
    48,017       0       3,201,234               3,201,234       3,201,234       14.89 %
 
Prospect Management Co. II, L.L.C. (1)
    0       0       3,201,234       0       3,201,234       3,201,234       14.89 %
 
David Schnell (1)
    0       0       3,201,234       0       3,201,234       3,201,234       14.89 %
 
Alexander E. Barkas (1)
    0       0       3,201,234       0       3,201,234       3,201,234       14.89 %
 
Russell C. Hirsch (1)
    0       0       3,201,234       0       3,201,234       3,201,234       14.89 %
 
James B. Tananbaum (1)
    0       0       3,201,234       0       3,201,234       3,201,234       14.89 %
 
(1)   Prospect Management Co. II, L.L.C. (“PMC II”) serves as the general partner of Prospect Venture Partners II, L.P. and Prospect Associates II, L.P., and owns no securities of the Issuer directly. Schnell, Barkas, Tananbaum and Hirsch serve as Managing Directors of PMC II and each own no securities of the Issuer directly.
 
(2)   This percentage is calculated based upon 21,505,563 shares of the Issuer’s common stock outstanding as of December 31, 2006.
Item 5 Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: o
Item 6 Ownership of More Than Five Percent on Behalf of Another Person.
     Not applicable.
Item 7   Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
     Not applicable.
Item 8 Identification and Classification of Members of the Group.
     Not applicable.
Item 9 Notice of Dissolution of Group.
     Not applicable.
Item 10 Certification.
     Not applicable.
Page 10 of 12 Pages

 


 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 12, 2007
PROSPECT VENTURE PARTNERS II, L.P.
         
By:
  Prospect Management Co. II, L.L.C.    
Its:
  General Partner    
 
       
By:
   /s/ Dave Markland    
 
 
 
   
Name:
   Dave Markland as Attorney-in-Fact    
 
 
 
     
   
 
       
PROSPECT ASSOCIATES II, L.P.    
 
       
By:
  Prospect Management Co. II, L.L.C.    
Its:
  General Partner    
 
       
By:
   /s/ Dave Markland    
 
 
 
   
Name:
   Dave Markland as Attorney-in-Fact    
 
 
 
     
   
 
       
PROSPECT MANAGEMENT CO. II, L.L.C.    
 
       
By:
   /s/ Dave Markland    
 
 
 
   
Name:
   Dave Markland as Attorney-in-Fact    
 
 
 
     
   
 
   /s/ Dave Markland    
     
Dave Markland as Attorney-in-Fact for David Schnell    
 
 
   /s/ Dave Markland    
     
Dave Markland as Attorney-in-Fact for Alexander E. Barkas    
 
 
   /s/ Dave Markland    
     
Dave Markland as Attorney-in-Fact for Russell C. Hirsch    
 
 
   /s/ Dave Markland    
     
Dave Markland as Attorney-in-Fact for James B. Tananbaum    
 
       
Exhibit(s):    
 
       
A — Joint Filing Statement    
Page 11 of 12 Pages

 


 

EXHIBIT A
JOINT FILING STATEMENT
We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments thereto) relating to the Common Stock of Hansen Medical, Inc. is filed on behalf of each of us.
Dated: February 12, 2007
PROSPECT VENTURE PARTNERS II, L.P.
         
By:
  Prospect Management Co. II, L.L.C.    
Its:
  General Partner    
 
       
By:
   /s/ Dave Markland    
 
 
 
   
Name:
   Dave Markland as Attorney-in-Fact    
 
 
 
     
   
 
       
PROSPECT ASSOCIATES II, L.P.    
 
       
By:
  Prospect Management Co. II, L.L.C.    
Its:
  General Partner    
 
       
By:
   /s/ Dave Markland    
 
 
 
   
Name:
   Dave Markland as Attorney-in-Fact    
 
 
 
     
   
 
       
PROSPECT MANAGEMENT CO. II, L.L.C.    
 
       
By:
   /s/ Dave Markland    
 
 
 
   
Name:
   Dave Markland as Attorney-in-Fact    
 
 
 
     
   
 
   /s/ Dave Markland    
     
Dave Markland as Attorney-in-Fact for David Schnell    
 
 
   /s/ Dave Markland    
     
Dave Markland as Attorney-in-Fact for Alexander E. Barkas    
 
 
   /s/ Dave Markland    
     
Dave Markland as Attorney-in-Fact for Russell C. Hirsch    
 
 
   /s/ Dave Markland    
     
Dave Markland as Attorney-in-Fact for James B. Tananbaum    
Page 12 of 12 Pages

 

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